QUIZ START
#1. Close out will be at the highest price prevailing in the exchange from the day of trading till the or _______ whichever is _______
#2. Client wise funding report has to be submitted by a broker to the exchange by_______
#3. ASBA is the acronym for_______
#4. The Bank of India shareholding Limited (BOISL) takes care of the Clearing and settlement on_______
#5. ________ Shows the name of the security, its value, rates gross and net of brokerage and names of the clients.
#6. The KYC requirement for mutual fund have to be completed by:
#7. In spite of running authority letter given by the customer, the broker should settle the accounts at least_______
#8. Which establishes a legally enforceable relationship between the stock broker and the client in respect of settlement of trades executed on the exchange?
#9. All Trading members are by default self clearing members.
#10. ABC company trades at Rs 1000 2:1 stock split is announced . ABC also trades in derivatives with lot size of 250 what will be the new lot size of ABC after corporate adjustment?
#11. A Contract note is_______
#12. Which of the following is true about the arbitration awards?
#13. Who can become Depository Participants?
#14. Which of the following is /are stock benefits declared by the issuer?
#15. All payments made to/from the clients from/to the broker shall be done through______
#16. What should a purchaser of securities do for receiving securities do for receiving securities in his demat account
#17. SPAN (Standard Portfolio Analysis of Risk) a product developed by________
#18. A Stock broker has to deposit_______ with the stock exchange to get trading rights on the exchange
#19. In_______, the issuer has direct contact with the investor.
#20. The Acid accumulation of an investor should we Ideally aligned to:
#21. Which section of PMLA deals with appeal against the order or decision of the Tribunal?
#22. _______entitle an investor to buy equity shares after a specified time period at a given price.
#23. What are margins applicable if you write a call option?
#24. Pay-out happens during the second phase of the settlement activity.
#25. Initial margin requirements are based on_______ over a one-day time Horizon.
#26. _______,which is a quasi judicial process, in an alternate dispute resolution mechanism.
#27. The transferee needs to give a separate instruction every time if he has already given standing instruction to his DP.
#28. Which of the following is not part of Custodian information of a security master file ?
#29. Which of the following best describes the term ‘Private Placement’?
#30. Indian complaints have preferred to loans from international markets because____
Finish
Results
“Cheers to you for a job well done!”
Better Luck Next Time…
QUIZ START
#1. Close out will be at the highest price prevailing in the exchange from the day of trading till the or _______ whichever is _______
#2. Client wise funding report has to be submitted by a broker to the exchange by_______
#3. ASBA is the acronym for_______
#4. The Bank of India shareholding Limited (BOISL) takes care of the Clearing and settlement on_______
#5. ________ Shows the name of the security, its value, rates gross and net of brokerage and names of the clients.
#6. The KYC requirement for mutual fund have to be completed by:
#7. In spite of running authority letter given by the customer, the broker should settle the accounts at least_______
#8. Which establishes a legally enforceable relationship between the stock broker and the client in respect of settlement of trades executed on the exchange?
#9. All Trading members are by default self clearing members.
#10. ABC company trades at Rs 1000 2:1 stock split is announced . ABC also trades in derivatives with lot size of 250 what will be the new lot size of ABC after corporate adjustment?
#11. A Contract note is_______
#12. Which of the following is true about the arbitration awards?
#13. Who can become Depository Participants?
#14. Which of the following is /are stock benefits declared by the issuer?
#15. All payments made to/from the clients from/to the broker shall be done through______
#16. What should a purchaser of securities do for receiving securities do for receiving securities in his demat account
#17. SPAN (Standard Portfolio Analysis of Risk) a product developed by________
#18. A Stock broker has to deposit_______ with the stock exchange to get trading rights on the exchange
#19. In_______, the issuer has direct contact with the investor.
#20. The Acid accumulation of an investor should we Ideally aligned to:
#21. Which section of PMLA deals with appeal against the order or decision of the Tribunal?
#22. _______entitle an investor to buy equity shares after a specified time period at a given price.
#23. What are margins applicable if you write a call option?
#24. Pay-out happens during the second phase of the settlement activity.
#25. Initial margin requirements are based on_______ over a one-day time Horizon.
#26. _______,which is a quasi judicial process, in an alternate dispute resolution mechanism.
#27. The transferee needs to give a separate instruction every time if he has already given standing instruction to his DP.
#28. Which of the following is not part of Custodian information of a security master file ?
#29. Which of the following best describes the term ‘Private Placement’?
#30. Indian complaints have preferred to loans from international markets because____
Finish
Results
“Cheers to you for a job well done!”
Better Luck Next Time…
