QUIZ START
#1. In_______, the issuer has direct contact with the investor.
#2. A Stock broker has to deposit_______ with the stock exchange to get trading rights on the exchange
#3. The KYC requirement for mutual fund have to be completed by:
#4. The Acid accumulation of an investor should we Ideally aligned to:
#5. All Trading members are by default self clearing members.
#6. Which of the following best describes the term ‘Private Placement’?
#7. Who can become Depository Participants?
#8. Which of the following is true about the arbitration awards?
#9. Pay-out happens during the second phase of the settlement activity.
#10. Which establishes a legally enforceable relationship between the stock broker and the client in respect of settlement of trades executed on the exchange?
#11. ________ Shows the name of the security, its value, rates gross and net of brokerage and names of the clients.
#12. What are margins applicable if you write a call option?
#13. The transferee needs to give a separate instruction every time if he has already given standing instruction to his DP.
#14. What should a purchaser of securities do for receiving securities do for receiving securities in his demat account
#15. ASBA is the acronym for_______
#16. ABC company trades at Rs 1000 2:1 stock split is announced . ABC also trades in derivatives with lot size of 250 what will be the new lot size of ABC after corporate adjustment?
#17. Which section of PMLA deals with appeal against the order or decision of the Tribunal?
#18. The Bank of India shareholding Limited (BOISL) takes care of the Clearing and settlement on_______
#19. Initial margin requirements are based on_______ over a one-day time Horizon.
#20. Client wise funding report has to be submitted by a broker to the exchange by_______
#21. Close out will be at the highest price prevailing in the exchange from the day of trading till the or _______ whichever is _______
#22. Which of the following is /are stock benefits declared by the issuer?
#23. A Contract note is_______
#24. In spite of running authority letter given by the customer, the broker should settle the accounts at least_______
#25. Which of the following is not part of Custodian information of a security master file ?
#26. _______entitle an investor to buy equity shares after a specified time period at a given price.
#27. Indian complaints have preferred to loans from international markets because____
#28. _______,which is a quasi judicial process, in an alternate dispute resolution mechanism.
#29. SPAN (Standard Portfolio Analysis of Risk) a product developed by________
#30. All payments made to/from the clients from/to the broker shall be done through______
Finish
Results
“Cheers to you for a job well done!”
Better Luck Next Time…
QUIZ START
#1. In_______, the issuer has direct contact with the investor.
#2. A Stock broker has to deposit_______ with the stock exchange to get trading rights on the exchange
#3. The KYC requirement for mutual fund have to be completed by:
#4. The Acid accumulation of an investor should we Ideally aligned to:
#5. All Trading members are by default self clearing members.
#6. Which of the following best describes the term ‘Private Placement’?
#7. Who can become Depository Participants?
#8. Which of the following is true about the arbitration awards?
#9. Pay-out happens during the second phase of the settlement activity.
#10. Which establishes a legally enforceable relationship between the stock broker and the client in respect of settlement of trades executed on the exchange?
#11. ________ Shows the name of the security, its value, rates gross and net of brokerage and names of the clients.
#12. What are margins applicable if you write a call option?
#13. The transferee needs to give a separate instruction every time if he has already given standing instruction to his DP.
#14. What should a purchaser of securities do for receiving securities do for receiving securities in his demat account
#15. ASBA is the acronym for_______
#16. ABC company trades at Rs 1000 2:1 stock split is announced . ABC also trades in derivatives with lot size of 250 what will be the new lot size of ABC after corporate adjustment?
#17. Which section of PMLA deals with appeal against the order or decision of the Tribunal?
#18. The Bank of India shareholding Limited (BOISL) takes care of the Clearing and settlement on_______
#19. Initial margin requirements are based on_______ over a one-day time Horizon.
#20. Client wise funding report has to be submitted by a broker to the exchange by_______
#21. Close out will be at the highest price prevailing in the exchange from the day of trading till the or _______ whichever is _______
#22. Which of the following is /are stock benefits declared by the issuer?
#23. A Contract note is_______
#24. In spite of running authority letter given by the customer, the broker should settle the accounts at least_______
#25. Which of the following is not part of Custodian information of a security master file ?
#26. _______entitle an investor to buy equity shares after a specified time period at a given price.
#27. Indian complaints have preferred to loans from international markets because____
#28. _______,which is a quasi judicial process, in an alternate dispute resolution mechanism.
#29. SPAN (Standard Portfolio Analysis of Risk) a product developed by________
#30. All payments made to/from the clients from/to the broker shall be done through______
Finish
Results
“Cheers to you for a job well done!”
Better Luck Next Time…
